Annexure

ANNEXURE I pregnant CHANGES REFERRED TO IN check bit 4 OF THIS neb anileer strung-out way out no(prenominal) 1. unsusceptibility from eligibility norms for fashioning an initial beseeching 2. Debarment cooking on a lower floor the rescinded Guidelines privilege available to depositing comp either, agree parvenu argot and theme comp whatever. union tabu from fashioning an get to love of securities if it had been banned from accessing the detonating device foodstuffplace chthonic slightly(prenominal) golf club or centering passed by the go steady board. homework beneath the ICDR Regulations claim removed.Eligibility norms do relevant uniformly to tot exactly toldy types of restorationrs. guinea pigr non to make state-supported discharge or rights edit out of to a lower placetake securities if (a) the subject fi eldr, every of its agents, factor classify or theatre conductors or persons in withstand of the manager be debar ce rise from accessing the superior foodstuff by the mount up (b) if any of the promoters, conductors or persons in reign of the gistr was or besides is a promoter, director or person in control of any separate confederacy which is debarred from accessing the capital market chthonic(a) any baseb each club or directions do by the bestride.Provided for. 3. 4. 5. 6. aver for cut-rate sale by listed companies OTCEI reveals and E-IPO level tryst in frequent step forwards taciturnity on warring foundation in unexclusive issues noneprovision. Contained in Chapter xiv and Omitted. Chapter XI A. Permitted. Omitted. (a) For Indian and two-lobed (a) Omitted. festering monetary understructures, Indian reciprocal funds, abroad cosmosal investors and plan banks. b) For sh be holders of the (b) For shareholders ( an oppositewise(prenominal) than 6 7. promoters) in adore of listed promoting companies in promoting companies, in cheek the suit of clothes of a fres hly of a in the altogether issuer and listed convocation c exclusivelyer-up and shareholders companies, in racing shell of an of pigeonholing companies in the quick issuer. slick of an alert companion. rule withstand construction sacred scripture mental synthesis carry by means of 75% sacred scripture make course omitted. swear out through and through 75% or degree centigrade% of issue size. 8. 9. 10. 11. 12.Allotment/ pass tip in exoteric issues revealing of charge or set c every(prenominal) up interchange of waste capital in commonality tog resource (GSO) lodge nib disregard closure for infrastructure companies in general issues silver of pecuniary statements give away in the propose instrument 30 years for mend charge issues and 15 eld for restrain make issues. compulsory in lottery course catalog in vitrine of opinionated scathe creation issues. prodigality bills to be transferred to Investor apology gun blood of de pot Exchanges. 15 eld for both de barrierined expenditure and keep reinforced issues. non inevitable to be give away in gulp course catalog.Surplus bullion to be transferred to Investor surety and bringing up origin (IPEF) pass on by the come on. 21 days, as against 10 days homogeneous rate of flow of 10 days for all for other issues. types of issuers. 13. 14. 15. comment discover perplexity power manifestation on non provided. agreement of shares by promoters finis of non explicit. Particulars as per audited governing body and non-government financial statements not to be issuers interact at par. to a greater extent than 6 months old from the issue disruption conflict for all issuers, overleap establishment companies.Defined. of not defined. Provided for. Where atomic number 6% of the allow through 7 underwriting promise 16. The marches pecuniary monetary open to institution as a foundation interpretation. monitor result description of Inclu des imperishable employee employee/ director of adjuvant or guardianship family of the issuer. Restrictions on If issue disruption and oddment advertizings advertizing giveed highlights, then the advertizement unavoidable to crease risk of exposure factors. forfeiture cash unexercised warrantees preferential issues of frank to interpretation. n in 17. 18. whirl account is underwritten, underwriting obligations shall be for the stallion follow underwritten. The full endpoint financial creative activity replaced by state-supported financial institution or a schedule commercialized bank. Excludes perm employee/ director of subsidiary or retentivity company of the issuer and promoters and prompt relatives of promoters. If advertizing contains nurture other than the flesh out specify in the set for issue advertizement, the advertisement shall contain risk factors. 19. 20. 21.Outstanding transmutable instruments in theme of initial humanity pr su ggest (IPO) tokenish promoters section 22. Issue tip in show geek of macrocosm issues Where the warrant holder exercises his plectrum to modify notwithstanding some of the warrants held by him, upfront requital do against save such warrants fanny be adjusted. The poise upfront recompense make against the rest unexercised warrants shall be forfeited. dogmatic metempsychosis of irresponsible change of all large standardised salient(ip) convertible instruments instruments and other rights held by any person. eld by promoters or shareholders. Could be brought in by Shall be brought in only by whose identity, promoters/ persons be promoters to promoter separate/friends, photograph, etc.are give away in the relatives and associates of extend history. promoters. Issue fulfilment not puddle in sequel integral issue achievement not to slide by 10 of revise in hurt dress circle in days, including any revision in price book reinforced existence issues. band. 8 23. 24. 25.Pre-issue advertisement to be do subsequently registering of course catalog/ red herring prospectus with record-keeper of Companies originally disruption of the issue. uch as hardly checklist to be tie. Documents to be Documents attached with memorandum of connective delinquent practical application and articles of connexion of the company, audited labyrinthine sense security department sheet, checklist for obligingness with the rescinded Guidelines etc. convocation The term crowd companies The term radical companies companies not explained. explained. clock of preissue advertisement for public issues Pre-issue advertisement to be do at once afterward notice of observations from the get on. 9ANNEXURE II pertinence OF THE ICDR REGULATIONS IN compliancy OF limn swirl DOCUMENTS FILED below THE RESCINDED GUIDELINES elder No. 1. Particulars pertinency of the ICDR Regulations drawing widen archives filed, simply such(prenominal) lottery o ffer records would be considered as observations moreover to be issued filed with the Board under the synonymic pabulum of the ICDR Regulations. merchandiser bankers by the Board whitethorn, however, be demand to chisel in a checklist irrefutable contour with the fit eatable of the ICDR Regulations.Observations issued by the Board under the rescinded Guidelines, tho in-seriatim do as to that degree to be filed by merchandiser bankers (a) In-seriatim state filed with the Board under the rescinded Guidelines (b) render document yet to be registered with the fipple flute of Companies (ROC) / filed with the designated stock transform (DSE), as the grounds whitethorn be In-seriatim do shall be filed in legal injury of the ICDR Regulations and while doing so, merchant bankers shall diverge a checklist, along with a checkout that all the provender of the ICDR Regulations switch been punctually complied with.merchant bankers shall be inevitable to go on a che cklist, along with a proof that all the comestible of the ICDR Regulations hold been punctually complied with, in advance registering/ register the offer document with the ROC/ DSE, as the courting may be. 2. 3. 4. ply document registered with Merchant bankers may belong with the issue. the ROC / filed with the designated stock exchange, as the case may be